Plaintiffs appear to be increasingly focused on keeping certain types of class actions, including cases brought under the California Invasion of Privacy Act (CIPA), in California state court, likely seeking to take advantage of less rigorous pleading and class certification requirements.  Some plaintiffs are even bringing individual claims and affirmatively alleging that less than $75,000 is at stake to avoid removal under CAFA or diversity jurisdiction, while purporting to reserve the right to add class allegations at a later stage.  See, e.g., Casillas v. Hanesbrands Inc., 2024 WL 1286188 (C.D. Cal. Mar. 22, 2024) (remanding individual CIPA claim to state court). 

A recent decision in the Central District of California, Doe v. PHE, Inc., 2024 WL 1639149 (C.D. Cal. Apr. 15, 2024), should help defendants seeking to remove putative class actions to federal court under CAFA.

CAFA Jurisdiction and the Local Controversy Exception

CAFA grants federal courts jurisdiction if (1) the aggregate amount in controversy exceeds $5,000,000, (2) there are at least 100 class members, and (3) at least one plaintiff is diverse from any one defendant.  28 U.S.C. § 1332(d)(2). 

There are several exceptions to CAFA jurisdiction, including a mandatory local controversy exception, 28 U.S.C. § 1332(d)(4), which applies if the party seeking remand establishes that:

(1) more than two-thirds of class members are citizens of the state in which the action was filed;

(2) at least one defendant from whom significant relief is sought and whose alleged conduct creates a significant basis for the class’s claims is a citizen of the state in which the action was filed;

(3) the principal injuries resulting from the alleged conduct or related conduct of each defendant occurred in the state where the action was filed; and

(4) no other class action asserting the same or similar allegations against any defendant has been filed within the three years preceding the filing of the action.

Doe Court Strictly Construes Elements of the Local Controversy Exception

In Doe, the plaintiff brought CIPA claims on behalf of a California class against PHE and Google based on the use of Google Analytics by the PHE website.  The defendants removed the case to federal court, and the plaintiff moved to remand.  The court denied the motion to remand after finding the plaintiff had not established multiple elements of the local controversy exception:

Injury Substantially Occurring in California.  First, the court rejected the plaintiff’s argument that the principal injuries occurred in California.  Noting that the Ninth Circuit has not yet addressed this issue, the court followed other district courts in the Ninth Circuit in holding that this element of the local controversy exception is not satisfied when the injuries are suffered nationwide.  2024 WL 1639149, at *2-3.  Because the defendant’s website was not limited to California, the court found the principal injury requirement was not met.

No Similar Cases in Prior Three Years.  Next, the court found that another similar case had been brought against Google within the past three years.  Here, the plaintiff alleged that PHE (a manufacturer of adult products) shared her “private sexual information” with Google, which the court found “strikingly similar” to another case alleging that a women’s health app shared “intimate details about their sexual health, menstruation cycles, gynecological health” with Google.  Id. at *3.

Citizenship.  Finally, the court rejected the plaintiff’s argument that the two-thirds citizenship requirement was satisfied based on the class being limited to California residents, because  “[s]tate citizenship is determined by a person’s domicile, not their residence.”  Id. at *2.  Because plaintiff did not put forward any evidence related to the citizenship of putative class members, she did not satisfy her burden on this element. 

Conclusion

Doe’s strict reading of the limits on the local controversy exception should help defendants remove class actions to federal court and keep them there, particularly when the claims are based on nationally available websites or applications or involve defendants who are repeatedly sued on similar theories, such as third-party analytics providers in the CIPA context.  Further, this case is a good reminder (a) that the “no similar cases” requirement extends to similar cases and not just identical ones, and (b) that even if a putative class is limited to residents of a single state, that alone cannot demonstrate that the citizenship requirement of the exception is satisfied.

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Photo of Amy Heath Amy Heath

Amy Heath is a class action and commercial litigator. She has significant experience with matters involving privacy, contract, consumer protection, fraud, unfair competition, antitrust, and intellectual property claims for clients in the technology, financial services, and consumer products sectors, among others. Before joining…

Amy Heath is a class action and commercial litigator. She has significant experience with matters involving privacy, contract, consumer protection, fraud, unfair competition, antitrust, and intellectual property claims for clients in the technology, financial services, and consumer products sectors, among others. Before joining the firm, Amy clerked for the Honorable Michelle T. Friedland of the United States Court of Appeals for the Ninth Circuit and the Honorable Lucy H. Koh, then of the United States District Court for the Northern District of California. Amy maintains an active pro bono practice that focuses on direct services for individual clients.

Before practicing law, Amy served as an intelligence analyst.

Photo of Sonya Winner Sonya Winner

A litigator with three decades of experience, Sonya Winner handles high-stakes civil cases for clients in a wide range of industries, including banking, pharmaceuticals and professional sports.  She has handled numerous antitrust and consumer disputes, many of them class actions, in state and…

A litigator with three decades of experience, Sonya Winner handles high-stakes civil cases for clients in a wide range of industries, including banking, pharmaceuticals and professional sports.  She has handled numerous antitrust and consumer disputes, many of them class actions, in state and federal courts across the country.

Sonya’s cases typically involve difficult technical issues and/or complex legal and regulatory schemes. She is regularly able to resolve cases before the trial phase, often through dispositive motions. But when neither summary judgment nor a favorable settlement is an option, she has the confidence of her clients to take the case all the way through trial and on appeal. Her recent successes have included a cutting-edge decision rejecting a “true lender” challenge to National Bank Act preemption in a class action involving interest rates on student loans, as well as the outright dismissal of a putative antitrust claim against the National Football League and its member clubs asserting an unlawful conspiracy to fix cheerleader compensation. 

Sonya has been recognized as a leading trial lawyer by publications like Chambers and the Daily Journal. She is chair of the firm’s Class Action Litigation Practice Group.